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4120 W. Broad Street, Richmond, VA 23230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Inc | Richmond | VA | 10/2002 | 10/2016 |
| Bb&T Securities, Llc | Richmond | VA | 01/2013 | 10/2016 |
| Tone Capital, Llc | Henrico | VA | 10/2016 | Present |
Mr. Sabo is employed by the University of Richmond as an Adjunct Professor - Technical Analysis. Mr. Sabo estimates he spends 20 hours per month on this activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-30 |
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