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Katina Heggemann

Wells Fargo Advisors Financial Network, LLC

Washington, MO

Jefferson City, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-09-08
TX RA APPROVED 2022-09-08
  • MO RA
    APPROVED
    Since 2022-09-08
  • TX RA
    APPROVED
    Since 2022-09-08

Branch Locations

1301 W 5Th Street [Satellite], Washington, MO 63090 • United States

3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Washington MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington MO 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Washington MO 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-30
S63 Uniform Securities Agent State Law Examination 1990-05-23
  • S66 Uniform Combined State Law Examination
    2018-03-30
  • S63 Uniform Securities Agent State Law Examination
    1990-05-23
Other Names
  • Katina Rena Philipp
  • Katina Rena Phillipp
  • Katina Rena Heggemann
  • Katina R Heggemann

View on SEC IAPD

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