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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-09 |
| NC | RA | APPROVED | 2011-07-29 |
Branch Locations
205 Hillsborough Rd, Carrboro, NC 27510-1333 • United States
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Management, Inc | Durham | NC | 04/2001 | Present |
| Verity Investments, Inc. | Durham | NC | 06/2011 | 11/2025 |
| Verity Financial Group | Durham | NC | 04/2001 | Present |
| The Leaders Group Inc Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
1) Verity Asset Management - 4/1/2001 -250 S Mangum Street, Durham, NC 27701 - Registered Investment Advisor, Advisory Services, Invt Rel, RA, 160 hrs/mo; 160 hrs/mo (during trading hours). 2) Verity Financial Group - 4/1/2001 - 280 S Mangum Street, Durham, NC, 27701 - Independent Contractor, Sale of insurance and annuity products, Invt Rel, insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3) Manton Financial Services - 3/15/2002 - 205B Hillsborough Road, Carrboro, NC 27510 - President, Manage Practice, Invt Rel, Financial Services, 160 hrs/mo; 9 hrs/mo (during trading hours). 4) Dogwood Properties, LLC - 7/13/1995 - 361 Cemetary Road, Williamsburg, KY 4076915 - Member, Rental Property Management, Not Invt Rel, 4 hrs/mo; 1 hr/mo (during trading hours). 5) Manton Properties, LLC - 6/9/2000 - PO Box 1411 - Member, Rental Property Management, Not Invt Rel, 15 hrs/mo, 1 hr/mo (during trading hours). 6) Independent Insurance Agent - 12/30/1989 - 205B Hillsborough Road, Carrboro, NC 27510 - Agent, servicing existing clients, Invt Rel, insurance sales, 0 hrs/mo; 0 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-03 |
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