Richard Kyle Oring

Current Employers

Employment History

• 12/2002 → Present
  Osiac Wealth, Inc.
  Princeton, NJ
• 01/2003 → Present
  New Century Financial Group, Llc
  Princeton, NJ

Previous Registrations

• 2003-01-28 → 2025-12-31
  New Century Financial Group, Llc
  Princeton, NJ
  Princeton, NJ

Other Businesses

1. RICHARD ORING; INVESTMENT RELATED;1 AIRPORT PL STE 3 PRINCETON NJ 08540; STATUTORY AGENT; STARTED 12/05/02; 12 HRS/MTH; 1 HR/MTH DURING ST HOURS; SALE OF INSURANCE PRODUCTS. 2. NEW CENTURY FINANCIAL GROUP LLC; INVESTMENT RELATED;1 AIRPORT PL STE 3 PRINCETON NJ 08540; INVESTMENT ADVISER REPRESENTATIVE; STARTED 12/05/02; 40 HRS/MTH; 40 HRS/MTH DURING ST HOURS; PROVIDE ADVISORY SERVICES, DAILY MGMT OF OFFICE. 3. NEW CENTURY FINANCIAL GROUP LLC; INVESTMENT RELATED; 1 AIRPORT PL STE 3 PRINCETON NJ 08540; PRESIDENT; STARTED 01/01/09; 60 HRS/MTH; 60 HRS/MTH DURING ST HOURS; DAILY MGMT OF OFFICE. 4. NEW CENTURY FINANCIAL GROUP, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/06/2017 ADDRESS: 902 Carnegie Ctr, Ste 510, Princeton NJ 08540, DESCRIPTION: I have a CPA who uses 1 of our visiting offices a few times a month. Mostly during tax season. I receive $3,600, which covers the cost of the room and forwarding any mail that might come here. This CPA (Doug Ziegler) is the person I sold my tax practice years ago. He moved from New Jersey to Virginia and needs an office to meet clients when he is in NJ. 5. DBA - NEW CENTURY FINANCIAL GROUP POSITION: Financial Advisor NATURE: dba for the Corporate RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 160 START DATE: 04/25/2025 ADDRESS: 1 Airport Pl, Ste 3, Princeton NJ 08540, DESCRIPTION: Financial advisor managing clients' assets on WMP. 6. DBA - NEW CENTURY FINANCIAL GROUP POSITION: Financial Advisor NATURE: dba for the Corporate RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 160 START DATE: 04/25/2025 ADDRESS: 902 Cargnie Ctr, Ste 510, Princeton NJ 08540, DESCRIPTION: Financial advisor managing clients' assets on WMP. 7. RICHARD ORING POSITION: Trustee NATURE: Trusteefor theMcEwen Charitable Remainder Unitrust Aila Erman McEwen Beneficary INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2009 ADDRESS: 902 Carnegie Center, Suite 510, Princeton NJ 08540, United States DESCRIPTION: Review allocation with the financial adviser to make sure it is meeting the goals of the account. 8. CONGREGATION BETH EL POSITION: VP NATURE: Nonprofit INVESTMENT RELATED: No # OF HRS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/30/23 ADDRESS: 375 Stony Hill Road, Yardley PA 19067DESCRIPTION: On the executive board as the VP. Help oversee the committees and the general board

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-15
• S63 Uniform Securities Agent State Law Examination
  2000-01-08

Other Names

• Richard K Oring