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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-14
MN RA APPROVED 2022-09-13
  • FL RA
    APPROVED
    Since 2023-04-14
  • MN RA
    APPROVED
    Since 2022-09-13

Branch Locations

Jupiter, FL • United States

3038 Jeremiah Ln Nw Ste 201A, Rochester, MN 55901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Rochester MN 01/2015 03/2017
Massmutual Life Insurance Co Rochester MN 07/2016 09/2022
Mml Investors Services, Llc Rochester MN 03/2017 09/2022
Ameriprise Financial Services, Llc Rochester MN 09/2022 Present
Previous Registrations
  • 2017-03-25 → 2022-09-12
    Rochester, MN
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Rochester, MN
    Rochester, MN
  • 2014-01-29 → 2015-01-02
    New England Securities
    Rochester, MN
    Rochester, MN
    Rochester, MN
Other Businesses

Real Estate Ownership; Commercial; 3135 Superior DR NW suite C, , Rochester, MN, 55901; Not Investment-Related; 04/01/2015. Independent Insurance Brokering; MET Life; 10/01/2006; Group / Principal; 10/01/2012; / SunLife; 12/01/2007; / UNUM; 01/01/2009; . Business Ownership; Timberland Partners; None; Timberland Partners Manage these properties; 8500 Normandale Lake Blvd Suite 700, , Minneapolis, MN, 55437; Investment-Related; 09/01/2014; 0 hours per month; 0 during trading hours / Carrow Properties LLC; My wife manages this LLC; Passive Rental income only; 116 Interlachen LN NW, , Rochester, MN, 55901; Not Investment-Related; 05/01/2015; 1 to 9 hours per month; 0 during trading hours / A&H Development; Silent partner; A&H Development is a Real Estate management company. I am a silent partner.; 2705 US -14, , Rochester, MN, 55901; Not Investment-Related; 02/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-17
  • S63 Uniform Securities Agent State Law Examination
    1989-11-17
Designations

View on SEC IAPD

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