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Jonathan Bradford Smith

Baxter Investment Management

Greenwich, CT

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Current Employers
Baxter Investment Management

1030 East Putnam Avenue, Riverside, CT 06878 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-24
  • CT RA
    APPROVED
    Since 2025-11-24

Branch Locations

1030 E. Putnam Ave., Greenwich, CT 06836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baxter Brothers Inc. Greenwich CT 05/2000 Present
  • 05/2000 → Present
    Baxter Brothers Inc.
    Greenwich, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-05
  • S65 Uniform Investment Adviser Law Examination
    2001-02-05
Other Names
  • Brad Smith

View on SEC IAPD

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