Patricia Hope Regan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-03-02

MA RA
APPROVED

Since 2021-03-02

Branch Locations

One Pilgrim Hill Rd, Plymouth, MA 02360 • United States

405 Washington St, Braintree, MA 02184 • United States

32 Long Pond Rd., Plymouth, MA 02360 • United States

275 B New State Hwy, Raynham, MA 02767 • United States

104 Main Street, Weymouth, MA 02188 • United States

490 Pleasant St, Attleboro, MA 02703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Co Of America	Shelton	CT	02/2009	01/2020
Prudential Annuities Distributors, Inc	Shelton	CT	02/2009	01/2020
Unemployed	Eastham	MA	02/2020	06/2020
Lpl Financial Llc	Rockland	MA	06/2020	Present
Rockland Trust	Rockland	MA	06/2020	Present

02/2009 → 01/2020

Prudential Insurance Co Of America

Shelton, CT
02/2009 → 01/2020

Prudential Annuities Distributors, Inc

Shelton, CT
02/2020 → 06/2020

Unemployed

Eastham, MA
06/2020 → Present

Lpl Financial Llc

Rockland, MA
06/2020 → Present

Rockland Trust

Rockland, MA

Previous Registrations

2002-12-20 → 2004-03-11

Ifmg Securities, Inc.

Eastham, MA

Other Businesses

1. 6/5/2020 - REGAN TRISH TRUST - Investment Related - PO Box 3 Dennis MA 02638 - Act in a Fiduciary Capacity - Trustee - Started 01/01/2013 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Trustee for a family trust. 2. 6/17/2020 - Rockland Trust Co - DBA: RT Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2020 - 40 Hours Per Month During Securities Trading. 3. 8/5/2020 - Rockland Trust Investment Management Group - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Financial Consultant/Relationship Manager - Started 07/06/2020 - 80 Hours Per Month/8 Hours During Securities Trading. 4. 8/24/2020 - Broker Services Marketing Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/06/2020 - 5 Hours Per Month/2 Hours During Securities Trading - Non-variable life and LTC policies. 5. 05/18/2023 - Nantucket Ave LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 04/01/2023 - 0 hours per month

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-02-16
S63	Uniform Securities Agent State Law Examination	1991-07-17

S65 Uniform Investment Adviser Law Examination

2021-02-16
S63 Uniform Securities Agent State Law Examination

1991-07-17

Other Names

Patricia Hope Scaltsas
Trish Regan
Patricia Hope Regan

View on SEC IAPD