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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-01 |
| VA | RA | APPROVED | 2013-11-05 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Richmond | VA | 11/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
ATLANTIC MEDICAL SOLUTIONS, INV. RELATED, CHARLOTTE, NC. BOARD MEMBER, START 11/1/2018, 20 HOURS/MONTH, 1 DURING TRADING, FAMILY BOARD, ASSISTS WITH MARKETING & PRODUCTIVITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-05 |
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