Gary Patrick Backer

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2015-11-03

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2015-11-03

Branch Locations

888 Veterans Memorial Highway Suite 300, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Hauppauge	NY	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Hauppauge, NY
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-06-09
S63	Uniform Securities Agent State Law Examination	1999-08-23

S65 Uniform Investment Adviser Law Examination

2003-06-09
S63 Uniform Securities Agent State Law Examination

1999-08-23

View on SEC IAPD

Other Firms

EQUITY SERVICES, INC.

MADISON GLOBAL ADVISORS LLC

UNITED FINANCIAL PLANNING GROUP LLC

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

J.P. MORGAN SECURITIES LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

RICHARD S HYAMS

ALEXANDER VICTOR ZOURIDES

LANNY JOEL WEISMAN

CHRISTOPHER J VARGAS

DAVID JOHN JENSEN

DYLAN JOSEPH GUERRERA

PATRICK DE TOLLA

RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY

MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY

UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY

COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY

LPL FINANCIAL LLC · HAUPPAUGE, NY

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY

J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY

CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

More in Hauppauge, NY

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