Best Investors Account Sign in

Scott William Buss

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fresno, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-10-20
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED
    Since 2016-10-20
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

5260 N Palm Ave, Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fresno CA 10/1989 Present
Bank Of America, Na Fresno CA 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-13
S63 Uniform Securities Agent State Law Examination 1989-12-28
  • S65 Uniform Investment Adviser Law Examination
    2007-11-13
  • S63 Uniform Securities Agent State Law Examination
    1989-12-28

View on SEC IAPD

Other Firms

MORGAN STANLEY
RBC CAPITAL MARKETS, LLC
USI ADVISORS
PERENNIAL FINANCIAL SERVICES
LPL FINANCIAL LLC
BEACON POINTE ADVISORS, LLC
MOTIV8 INVESTMENTS LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JASON RICHARD AHRONIAN
JEBBER JAKE COZZI
DAVID NEAL BAKER
Marc A Maguire
SCOTT PATRICK YOUNG
Kimberly Jean Gambero
ANTOINETTE ROBINSON
Cherlyn S Rugg

Other Offices

MORGAN STANLEY · Fresno, CA
RBC CAPITAL MARKETS, LLC · FRESNO, CA
USI ADVISORS · Fresno, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
PERENNIAL FINANCIAL SERVICES · Fresno, CA
LPL FINANCIAL LLC · FRESNO, CA
BEACON POINTE ADVISORS, LLC · FRESNO, CA
MOTIV8 INVESTMENTS LLC · Fresno, CA

More in Fresno, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor