Kimberly Sue Bakos

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-26
CA	RA	APPROVED	2008-11-14

TX RA
APPROVED_RES

Since 2022-04-26
CA RA
APPROVED

Since 2008-11-14

Branch Locations

25220 Hancock Ave Suite 300, Murrieta, CA 92562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Murrieta	CA	04/2011	04/2019
Stifel Nicolaus & Co Inc	Murrieta	CA	04/2019	04/2021
Stifel Nicolaus & Co Inc	Murrieta	CA	04/2021	Present

04/2011 → 04/2019

Stifel Nicolaus & Co Inc

Murrieta, CA
04/2019 → 04/2021

Stifel Nicolaus & Co Inc

Murrieta, CA
04/2021 → Present

Stifel Nicolaus & Co Inc

Murrieta, CA

Previous Registrations

2008-01-01 → 2008-11-20

Wells Fargo Clearing Services, Llc

Hemet, CA
2007-02-22 → 2008-01-01

A. G. Edwards & Sons, Inc.

Hemet, CA

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-21

S66 Uniform Combined State Law Examination

2007-02-21

Other Names

Kimberly Sue Taylor
Kimberly Sue Hough

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

Other Investors

ANDREW JAMES DAVIES

VICTOR SHAWN COLLINS

MICHAEL LOUIS BISHOP

STEVEN EDWARD LEBARON

BENJAMIN ABEL GOODE

PAUL THOMAS DUNNICLIFFE

Allen Frank Montemagno

Other Offices

DAVIES FINANCIAL ADVISORS, INC. · MURRIETA, CA

EDWARD JONES · MURRIETA, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Murrieta, CA

CLG LLC · Murrieta, CA

INDEPENDENT FINANCIAL GROUP, LLC · Murrieta, CA

STATE FARM INVESTMENT MANAGEMENT CORP. · Murrieta, CA

COMMONWEALTH FINANCIAL NETWORK · Murrieta, CA

LPL FINANCIAL LLC · MURRIETA, CA

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