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Stephen Michael Cutting-Miller

Shade Tree Advisors LLC

Saratoga Springs, NY

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Current Employers
Shade Tree Advisors Llc

19 Railroad Place Suite 301, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-08
  • NY RA
    APPROVED
    Since 2022-03-08

Branch Locations

19 Railroad Place Suite 301, Saratoga Springs, NY 12866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Continuum Wealth Advisors, Llc Saratoga Springs NY 07/2015 02/2017
Continuum Wealth Advisors, Llc Saratoga Springs NY 01/2021 02/2022
Bouchey Financial Group, Ltd Saratoga Springs NY 02/2019 01/2021
Three Group Saratoga Springs NY 05/2018 12/2018
Independent Family Office Llc Albany NY 02/2017 05/2018
Continuum Tax Advisors, Llc Saratoga Springs NY 01/2016 12/2022
Shade Tree Advisors Llc Saratoga Springs NY 02/2022 Present
  • 07/2015 → 02/2017
    Continuum Wealth Advisors, Llc
    Saratoga Springs, NY
  • 01/2021 → 02/2022
    Continuum Wealth Advisors, Llc
    Saratoga Springs, NY
  • 02/2019 → 01/2021
    Bouchey Financial Group, Ltd
    Saratoga Springs, NY
  • 05/2018 → 12/2018
    Three Group
    Saratoga Springs, NY
  • 02/2017 → 05/2018
    Independent Family Office Llc
    Albany, NY
  • 01/2016 → 12/2022
    Continuum Tax Advisors, Llc
    Saratoga Springs, NY
  • 02/2022 → Present
    Shade Tree Advisors Llc
    Saratoga Springs, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-22
S66 Uniform Combined State Law Examination 2015-06-24
S63 Uniform Securities Agent State Law Examination 2000-06-24
  • S65 Uniform Investment Adviser Law Examination
    2015-12-22
  • S66 Uniform Combined State Law Examination
    2015-06-24
  • S63 Uniform Securities Agent State Law Examination
    2000-06-24
Other Names
  • Stephen Michael Cutting

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
CONTINUUM WEALTH ADVISORS, LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

More in Saratoga Springs, NY

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