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Sean Placido Rodriguez

Valic Financial Advisors, Inc.

Glendale, CA

CRD 2001875

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Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-02-05
HI RA APPROVED 2025-11-12
TX RA APPROVED_RES 2024-02-07
FL RA APPROVED 2020-06-19
AZ RA APPROVED 2020-05-27
CA RA APPROVED 2011-08-10
  • VT RA
    APPROVED
    Since 2026-02-05
  • HI RA
    APPROVED
    Since 2025-11-12
  • TX RA
    APPROVED_RES
    Since 2024-02-07
  • FL RA
    APPROVED
    Since 2020-06-19
  • AZ RA
    APPROVED
    Since 2020-05-27
  • CA RA
    APPROVED
    Since 2011-08-10

Branch Locations

450 North Brand Blvd. Suite 600, Glendale, CA 91203 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Glendale CA 07/2011 Present
Agia Houston TX 12/2022 Present
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-19
S63 Uniform Securities Agent State Law Examination 1991-04-10
  • S65 Uniform Investment Adviser Law Examination
    2002-02-19
  • S63 Uniform Securities Agent State Law Examination
    1991-04-10

View on SEC IAPD

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