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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1990-07-02
  • TX RA
    APPROVED
    Since 1990-07-02

Branch Locations

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/1990 Present
Bank Of America, N.A. Houston TX 05/2021 Present
Other Businesses

I*73322FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: SPORT DIVER'S OF HOUSTONINVESTMENT RELATED: NADDRESS OF BUSINESS: WEBSTER, TEXAS 77598NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 7/18/2014NUMBER OF HOURS DEVOTED: 28 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ASSISTANT TEACH DIVE CLASSES AND POSSIBLY CONDUCT CLASSES WHICH ARE ALLOWED AS AN ASSISTANT INSTRUCTORI*77466FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WHIMSICAL GLASSINVESTMENT RELATED: NADDRESS OF BUSINESS:HOUSTON, TEXAS 77005NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/15/2014NUMBER OF HOURS DEVOTED: 48 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRODUCING STAIN GLASS PRODUCTS FOR RETAIL SALEI*2038269, Entity Type Fiduciary, Name of OBA: DL Address: Panarama Village, Texas, 77304 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 08-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties:I*2038268, Entity Type Fiduciary, Name of OBA: BL Address: Panarama Village, Texas, 77304 Investment Related: Yes Position, Title, Association: Executor Employee Start Date: 08-Oct-2024 No Hours: 0 No Hours during trading: 0Duties:I*2029267, Entity Type Fiduciary, Name of OBA: RS Address: Houston, Texas, 77005 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07-Oct-2024 No Hours: 0 No Hours during trading: 0 Duties: I*4791270 Entity Type: N/A Name of OBA: C E L Address: Port Huron, Michigan, 48060 Investment Related: No Position, Title, Association: Executor Employee Start Date: 07/02/2026 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Siblings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-08
S63 Uniform Securities Agent State Law Examination 1989-12-04
  • S66 Uniform Combined State Law Examination
    2011-06-08
  • S63 Uniform Securities Agent State Law Examination
    1989-12-04
Other Names
  • Angie Langolf
  • Angela Renae Langolf

View on SEC IAPD

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