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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-19 |
| CT | RA | APPROVED | 1993-08-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 06/1993 | Present |
| Bank Of America, N.A. | New Haven | CT | 06/2011 | Present |
I* 2114257, Entity Type Entity For Charitable, Name of OBA: The International Alumni Association of Shri Mahavira Jain V Address: Fords, New Jersey, 08863, United States Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/15/2025. No Hours:32 hrs. monthly No Hours during trading: 0 Duties: The Role of the Board of Trustee: Monitor Association activities to adhere to its stated purposes, Long-Term planning, providing leadership for raising funds, Long-term well-being of the organization Safeguard against misuse of association's assets Assist in Conflict Resolution, Approval of donations to institutions Donation to IAAMJV trust in excess of an amount specified in the by-laws future revision of IAAMJV constitution and by-laws Appoint and manage the IAAMJV investment committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-23 |
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