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Pks Advisory Services, LLC CRD 125648
$1.09B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
80 State Street, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 03/1997 | Present |
| Pks Advisory Services, Llc | Albany | NY | 04/2007 | Present |
1) RIA: PKS ADVISORY SERVICES, LLC; STARTED 04/2007; 80 State Street, Albany NY 12207_____ 2) Fixed Insurance. Investment related. At registered location. Fixed/Traditional Insurance. Agent. Start date: 01/2026. 1 hr/month; during trading hours. Write fixed annuity policies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-02 |
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