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Inactive

Michelle C Fallon

Aequitas Investment Advisors, LLC

Hingham, MA

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Current Employers
Aequitas Investment Advisors, Llc

175 Derby St Suite 24, Hingham, MA 02043 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-02-23
NH RA APPROVED 2015-02-12
  • MA RA
    APPROVED
    Since 2016-02-23
  • NH RA
    APPROVED
    Since 2015-02-12

Branch Locations

175 Derby St Suite 24, Hingham, MA 02043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-19
  • S63 Uniform Securities Agent State Law Examination
    1989-12-19
Designations
Other Names
  • Michelle Carrier Battles
  • Michelle Battles

View on SEC IAPD

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Daniel David Le
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DAVID G CAPELLE

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA

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