Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-13
TX RA APPROVED_RES 2018-11-06
NE RA APPROVED 2012-08-29
NJ RA APPROVED 2011-10-03
  • IL RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2018-11-06
  • NE RA
    APPROVED
    Since 2012-08-29
  • NJ RA
    APPROVED
    Since 2011-10-03

Branch Locations

13625 California St 2Nd Fl, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors New York NY 10/2011 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR WIFE; INV RELATED;OMAHA,NE; POA ON MY WIFE'S IRA.; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 06/05/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-05
S63 Uniform Securities Agent State Law Examination 1989-12-11
  • S65 Uniform Investment Adviser Law Examination
    2005-12-05
  • S63 Uniform Securities Agent State Law Examination
    1989-12-11
Other Names
  • James Russell Lombardi

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor