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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-22 |
| NJ | RA | APPROVED | 2026-04-15 |
Branch Locations
100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States
400 Scarlet Rd, Kennett Square, PA 19348 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berkshire Hathaway | Newark | DE | 02/2006 | 02/2021 |
| Raymond James Financial Services, Inc. | Wilmington | DE | 03/2021 | 02/2026 |
| Raymond James Financial Services Advisors, Inc. | Wilmington | DE | 01/2022 | 02/2026 |
| Bassett, Dawson & Foy, Inc. | Wilmington | DE | 03/2021 | 06/2023 |
| Wells Fargo Clearing Services, Llc | Kennett Square | PA | 03/2026 | Present |
| Wells Fargo Bank, Na | Kennett Square | PA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-18 |
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