Richard Casey

Current Employers

Employment History

• 10/2012 → 08/2020
  J.P. Morgan Securities Llc
  Cincinnati, OH
• 08/2020 → 06/2021
  Retired
  Wilmington, OH
• 06/2021 → Present
  Fifth Third Bank
  Cincinnati, OH
• 06/2021 → Present
  Fifth Third Securities
  Cincinnati, OH

Previous Registrations

• 2012-10-01 → 2020-08-12
  J.P. Morgan Securities Llc
  Loveland, OH
  New Salisbury, IN
  Clarksville, IN
  Sellersburg, IN
  Corydon, IN
  Scottsburg, IN
  New Albany, IN
  Floyds Knobs, IN
  Charlestown, IN
  Clarksville, IN
  Corydon, IN
  New Albany, IN
  Burlington, KY
  Ft. Thomas, KY
  Bellevue, KY
  Crescent Springs, KY
  Williamsburg, OH
  Cincinnati, OH
  Cincinnati, OH
  Batavia, OH
  Amelia, OH
  Florence, KY
  Florence, KY
  Cincinnati, OH
  Cincinnati, OH
  Bethel, OH
  Milford, OH
  Cincinnati, OH
  Cincinnati, OH
  Milford, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Blue Ash, OH
  West Carrollton, OH
  Dayton, OH
  Dayton, OH
  Fairfield, OH
  West Carrollton, OH
  West Chester, OH
  Loveland, OH
  West Chester, OH
  Dayton, OH
  Oxford, OH
  Cincinnati, OH
  Monroe, OH
  Dayton, OH
  Dayton, OH
  West Chester, OH
  Eaton, OH
  Evendale, OH
  Dayton, OH
  Mason, OH
  Middletown, OH
  Centerville, OH
  Miamisburg, OH
  Cincinnati, OH
  Middletown, OH
  Springboro, OH
  Dayton, OH
  Cincinnati, OH
  Springboro, OH
  Dayton, OH
  Cincinnati, OH
• 2010-05-20 → 2012-10-01
  Chase Investment Services Corp.
  New Albany, IN
  Corydon, IN
  Clarksville, IN
  Charlestown, IN
  Floyds Knobs, IN
  New Albany, IN
  Scottsburg, IN
  Corydon, IN
  Sellersburg, IN
  Clarksville, IN
  New Salisbury, IN
  Cincinnati, OH
  Cincinnati, OH
  Loveland, OH
  Milford, OH
  West Chester, OH
  Cincinnati, OH
  Cincinnati, OH
  Milford, OH
  Bethel, OH
  Cincinnati, OH
  Cincinnati, OH
  Loveland, OH
  Florence, KY
  Florence, KY
  Amelia, OH
  Batavia, OH
  Cincinnati, OH
  Cincinnati, OH
  Cincinnati, OH
  Williamsburg, OH
  Cincinnati, OH
  Crescent Springs, KY
  Bellevue, KY
  Ft. Thomas, KY
  Cincinnati, OH
  Burlington, KY
  Cincinnati, OH
  Loveland, OH
• 2010-01-06 → 2010-05-14
  U.S. Bancorp Investments, Inc.
  Nashville, TN
  Nashville, TN
  Nashville, TN
  Hermitage, TN
  Hermitage, TN
  Madison, TN
  Nashville, TN
  Nashville, TN
  Dickson, TN
  Hendersonville, TN
  Gallatin, TN
  Gallatin, TN
  Hendersonville, TN
  Brentwood, TN
  Nashville, TN
  Brentwood, TN
  Brentwood, TN
  Gallatin, TN
• 2006-10-17 → 2007-04-27
  Cetera Investment Services Llc
  Blanchester, OH
  Mt. Orab, OH
  New Vienna, OH
  Sabina, OH
  Waynesville, OH
  Wilmington, OH
  Wilmington, OH
  Georgetown, OH
  Hillsboro, OH
  Milford, OH
  Wilmington, OH
  Wilmington, OH

Other Businesses

Excellence Labs LLC - Liberty Township,OH,45069 - Consultative speaking - President - 40 hrs/mo (1 mkt hr/mo) - not securities related - will not interfere with duties at firm

Exams

• S66 Uniform Combined State Law Examination
  2010-01-05
• S65 Uniform Investment Adviser Law Examination
  2006-09-06
• S63 Uniform Securities Agent State Law Examination
  1990-05-14

Other Names

• Rick Casey
• Richard Lee Casey
• Richard L. Casey