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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-01-28 |
| IN | RA | APPROVED | 2002-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 02/2002 | Present |
| Bank Of America, N.A. | Indianapolis | IN | 11/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PAYNE & MENCIAS LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:CARMEL, INDIANA 46032NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/15/2013NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: LLC WHICH WILL HOLD REAL ESTATE AND PRIVATE INVESTMENTS. I AM THE OWNERI*69813FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PAYNE AND MENCIAS FOUNDATIONINVESTMENT RELATED: NADDRESS OF BUSINESS: INDIANAPOLIS, INDIANA 46240NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: OTHER, CO-PRESIDENTSTART DATE OF RELATIONSHIP: 2/21/2014NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: TO SUPPORT NEEDY CHILDREN AND ENRICH THE COMMUNITY.I*125569For profit or not for profit: Non-Profit OrganizationName of outside business organization: Brebeuf Jesuit Preparatory SchoolInvestment related: YAddress of business:Indianapolis, Indiana 46268Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 8/21/2019Number of hours devoted: 6 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Member of the Finance Committee:The Finance / Audit Committee ensures Brebeuf has adequate funding and that the school s management is using funds in a manner that is tied to both the mission and the strategic plan.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-09 |
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