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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-15 |
| OH | RA | APPROVED | 1999-08-13 |
| TX | RA | APPROVED_RES | 1996-04-30 |
Branch Locations
30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paine Webber Inc | Beachwood | OH | 08/1989 | Present |
| Ubs Financial Services Inc. | Beachwood | OH | 08/1989 | Present |
1) BEAVERKETTLE FARMS LTD., LIVERPOOL, OH 43920, YES, INVESTMENT RELATED. BUSINESS - PRIVATE LAND HOLDING COMPANY. POSITION - MANAGER. START DATE - 04/12/2004. 5 HOURS/MONTH. DUTIES - REVIEW & VOTE ON A VARIETY OF MATTERS PERTAINING TO THE RUNNING OF A PRIVATE LAND HOLDING COMPANY. /// 2) WAMELINK LIMITED PARTNERSHIP / 7200 MAYFIELD ROAD GATES MILLS,OHIO 44040 / PARTNERSHIP/ OTHER PRIVATE FAMILY HOLDING COMPANY / MANAGE FAMILY ASSETS SUCH AS COLLECTABLES AND REAL ESTATE / GENERAL PARTNER / WRITE CHECKS TO COVER EXPENSES RELATED TO INVESTMENTS / START DATE 3/12/2007. /// 3) OWL HOUSE LLC / P.O. BOX 60 EAST LIVERPOOL,OHIO 43920 / COMPANY/ REAL ESTATE / LAND HOLDING COMPANY / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / / LLC CO MANAGER / START DATE 9/07/2013 /// 4) VOD FAM B LLC / 1447 SO. VIRGINIA DARE TRAIL NAGS HEAD,NC 27959 / COMPANY/ REAL ESTATE / LONGTIME FAMILY VACATION PROPERTY HOLDING LLC / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / / GENERAL VOTING TO APPROVE FAMILY DECISIONS / START DATE 3/12/2007 /// 5) VOD FAM C LLC / 4118 SO. VIRGINIA DARE TRAIL NAGS HEAD,NC 27959 / COMPANY/ REAL ESTATE / LONGTIME FAMILY VACATION PROPERTY HELD IN AN LLC / MEMBER OF A COMMITTEE WITH MANAGEMENT OR SUPERVISORY FUNCTIONS / / VOTE ON CONCERNS OF RUNNING THE VACATION PROPERTY / START DATE 03/12/2007 6) BKFB LLC/ Category - Company/ Principal Business Activity - Real Estate holding company / Event center/ Role - Member of Board of directors/ Duty - Meetings with other members and employees/ Compensation- Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-08 |
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