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Tod Marc Spring

Spring Capital Management

San Mateo, CA

CRD 1999810

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Employer firm

Spring Capital Management CRD 136073

$17.4M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Spring Capital Management

San Mateo, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-06
  • CA RA
    APPROVED
    Since 2018-09-06

Branch Locations

San Mateo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spring Capital Management San Mateo CA 07/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-07-30
Other Names
  • Todd Spring

View on SEC IAPD

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