Elliot C Karlin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 03/2012 → Present
  Bank Of America, N.A.
  Chandler, AZ

Other Businesses

I*361332For profit or not for profit: Entity For ProfitName of outside business organization: SPA 507N LLCInvestment related: NAddress of business: Chandler, Arizona, 85249Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 39450Number of hours devoted: 6 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Limited Partner, One piece of rental property, I am a limited partner, the posn is unpaid and I devote approx 6 hours to the business annually.I*361333For profit or not for profit: Entity For ProfitName of outside business organization: G. Karlin and Sons DevelopmentInvestment related: NAddress of business: Chandler, Arizona, 85286Nature of business: ["Limited Liability Company"]Position, title, association: ["Other"], Start date of relationship: 2/21/2005Number of hours devoted: 10 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Family Held, This is a piece of undeveloped real estate in Baldwin County AL that was inherited by my brother and I at our fathers death. I*1710268, Entity Type Entity For Profit, Name of OBA: Lectricus LLC Address: Chandler, AZ Investment Related: No Position, Title, Association: Owner Employee Start Date: 03/01/2024 No Hours: 2 hours weekly No Hours during trading: 0 Duties: App development. This is an LLC recently formed to develop mobile applications should an idea arise. I'll be closing East Valley App Development. There was never any business developed under that entity.

Exams

• S66 Uniform Combined State Law Examination
  2012-01-06
• S63 Uniform Securities Agent State Law Examination
  1989-10-31

Other Names

• Elliott Cleveland Karlin
• Elliot Cleveland Karlin