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Jerry David Glaze

Stephens

Ridgeland, MS

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-10
MS RA APPROVED 2009-04-21
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • MS RA
    APPROVED
    Since 2009-04-21

Branch Locations

140 Township Avenue, Ste 202, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A. G. Edwards & Sons, Inc. Ridgeland MS 01/1991 Present
Wachovia Securities, Llc Ridgeland MS 01/2008 Present
Wachovia Securities, Llc Ridgeland MS 01/2008 Present
Stephens Inc. Little Rock AR 04/2009 02/2022
Stephens Inc. Ridgeland MS 02/2022 Present
  • 01/1991 → Present
    A. G. Edwards & Sons, Inc.
    Ridgeland, MS
  • 01/2008 → Present
    Wachovia Securities, Llc
    Ridgeland, MS
  • 01/2008 → Present
    Wachovia Securities, Llc
    Ridgeland, MS
  • 04/2009 → 02/2022
    Stephens Inc.
    Little Rock, AR
  • 02/2022 → Present
    Stephens Inc.
    Ridgeland, MS
Previous Registrations
  • 2008-01-01 → 2009-04-21
    Wells Fargo Clearing Services, Llc
    Ridgeland, MS
  • 2005-07-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Ridgeland, MS
    Ridgeland, MS
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-25
S63 Uniform Securities Agent State Law Examination 1989-11-27
  • S66 Uniform Combined State Law Examination
    2005-07-25
  • S63 Uniform Securities Agent State Law Examination
    1989-11-27

View on SEC IAPD

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SIGNAL ADVISORS WEALTH, LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

WILLIAM CHADWICK MCKEITHEN
Kevin Patrick Fitzsimmons
BELINDA ANN FIELDS
WILLIAM PARKS JOHNSON, JR.
Robert Brian Fioretti
Ebonie Maria Hackett
FRANK WINBOURNE SMITH
FRANK WINBOURNE SMITH

Other Offices

SMITH SHELLNUT WILSON · RIDGELAND, MS
PARK AVENUE SECURITIES LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
FOCUS PARTNERS WEALTH, LLC · RIDGELAND, MS
EAGLE STRATEGIES LLC · RIDGELAND, MS
GRANTHAM POOLE ADVISORS, LLC · RIDGELAND, MS
RAYMOND JAMES & ASSOCIATES, INC. · RIDGELAND, MS
SIGNAL ADVISORS WEALTH, LLC · Ridgeland, MS

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