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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-03-09 |
| TX | RA | APPROVED | 2023-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton Distributors Inc | San Mateo | CA | 08/2006 | 09/2017 |
| Edward Jones | Saint Louis | MO | 01/2018 | 05/2018 |
| Edward Jones | Saint Louis | MO | 10/2017 | 12/2017 |
| Citizens Securities, Inc. | Wellesley | MA | 05/2018 | 04/2019 |
| Dcm Advisors Llc | New York | NY | 04/2019 | 01/2020 |
| Dinosaur Financial Group Llc | New York | NY | 04/2019 | 12/2019 |
| Beck Bode, Llc | Dedham | MA | 08/2020 | 06/2021 |
| Unemployed | Scituate | MA | 01/2020 | 08/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Weymouth | MA | 04/2022 | Present |
| Unemployed | Scituate | MA | 06/2021 | 04/2022 |
| Bank Of America, N.A. | Weymouth | MA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-02-10 |
| S66 | Uniform Combined State Law Examination | 2018-03-20 |
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