Rock Allen Mirich

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 08/2022
  Allstate Insurance Company
  Las Vegas, NV
• 06/2016 → 08/2022
  Allstate Financial Services Llc
  Las Vegas, NV
• 06/2016 → 08/2022
  Allstate Financial Advisors Llc
  Las Vegas, NV
• 08/2022 → Present
  Equitable Advisors Llc
  New York, NY

Previous Registrations

• 2016-09-09 → 2022-08-10
  Allstate Financial Advisors, Llc
  Cheyenne, WY
  Henderson, NV
  Las Vegas, NV
• 2012-02-13 → 2016-06-28
  Investment Centers Of America, Inc.
  Cheyenne, WY
  Laramie, WY
  Ft Collins, CO
  Cheyenne, WY
  Cheyenne, WY
• 2011-01-14 → 2012-02-16
  Valic Financial Advisors, Inc.
  Lakewood, CO
• 2010-01-21 → 2010-10-22
  Avant-Garde Advisors Llc
  San Diego, CA
• 2009-12-08 → 2010-01-15
  U.S. Bancorp Investments, Inc.
  San Diego, CA
• 2009-04-24 → 2009-12-02
  Chase Investment Services Corp.
  Chicago, IL
  Del Mar, CA
  San Diego, CA
• 2008-11-13 → 2009-04-06
  U.S. Bancorp Advisors, Llc
  La Jolla, CA
• 2004-10-11 → 2008-11-24
  Commonwealth Financial Network
  Las Vegas, NV
  Las Vegas, NV
  Las Vegas, NV
• 2002-05-15 → 2004-10-14
  Banc Of America Investment Services, Inc.
  Las Vegas, NV

Other Businesses

1. MY GUY, LLC&#59; 9941 COLSEN MICHAEL AVE, LAS VEGAS, NV 89149&#59; SINGLE MEMBER - TAX PURPOSES&#59; START DATE 12/18/2015&#59; APPROXIMATELY 1 HOUR PER MONTH. 2. VARIOUS OUTSIDE INSURANCE APPOINTMENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-13
• S63 Uniform Securities Agent State Law Examination
  1989-11-13