Thomas James Veth

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 07/2022
  National Securities Corp
  New York, NY
• 12/1971 → Present
  Thomas J. Veth Cpa Pc
  Atlantic Highlands, NJ
• 03/2003 → Present
  Atlantic Coast Title Agency, Llc
  Atlantic Highlands, NJ
• 03/2007 → Present
  Hartshore Associates Ltd
  Atlantic Highlands, NJ
• 01/1991 → Present
  Notary Public- Thomas J. Veth - Sole Proprietor
  Atlantic Highlands, NJ
• 11/2017 → 07/2022
  National Asset Management
  Atlantic Highlands, NJ
• 07/2022 → Present
  B. Riley Wealth Management
  Atlantic Highlands, NJ
• 10/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-11-14 → 2024-11-24
  B. Riley Wealth Advisors, Inc.
  Atlantic Highlands, NJ

Other Businesses

1.ATLANTIC COAST TITLE AGENCY LLC, NOT INVESTMENT RELATED, OWNER, TITLE SEARCHES AND CLOSING AGENT FOR REAL ESTATE PURCHASES AND REFINANCES, 4H/MONTH, 0 HOURS/MONTH DURING TRADING HOURS, SINCE 03/2003. 2. HARTSHORNE ASSOCIATES LTD, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PARTNER, COLLECT RENTS, PAY EXPENSES AND FILE TAX RETURNS, 5HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS, SINCE 03/2007. 3.INSURANCE AGENT, NOT INVESTMENT RELATED, SAME AS REGISTERED BRANCH, SALES OF HEALTH INSURANCE, 4 HOURS/MONTH, SINCE 05/2011 4.BPOE LODGE #742, NOT INVESTMENT RELATED, LONG BRANCH, NJ, COMPLETE NON-PROFIT TAX RETURNS, CPA, 4 HOURS/MONTH, 0 HOURS/MONTH DURING TRADING HOURS, SINCE 12/2018. 5.NOTARY PUBLIC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, NOTARIZE DOCUMENTS FOR NO CHARGE, OWNER, .8 HOURS/MONTH, SINCE 08/2018. 6.PROPERTY AND CASUALTY INSURANCE AGENT, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, SOLE PROPRIETOR/AGENT, 4 HOURS/MONTH, SINCE 05/2011. 7.REAL ESTATE OWNERSHIP, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PART OWNER, TIMESHARES/SINGLE FAMILY HOME, SINCE 03/2007, 4 HOURS/MONTH. 8.THOMAS J VETH CPA PC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, OWNER, CPA, PREPARATION OF INDIVIDUAL, ESTATE AND CORPORATE TAX RETURNS, CONSULTING AND TAX PLANNING, 44H/WEEK, 26 HOURS/MONTH DURING TRADING HOURS, SINCE 12/1971. 9.THOMAS J VETH, TRAVEL AGENT, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, THROUGH INTELETRAVEL, OWNER, SOLE PROPRIETOR, TRAVEL AGENT SERVICES, ARRANGE TRAVEL FOR FAMILY AND FRIENDS, 4H/MONTH,0 DURING TRADING HOURS SINCE 10/2004. 10. THOMAS J. VETH WEALTH MANAGEMENT, INVESTMENT RELATED - DBA BRANCH OFFICE FOR CETERA FINANCIAL SERVICES 107 MEMORIAL PKY HIGHWAY 36 ATLANTIC HIGHLANDS, NJ 07716 REGISTERED PRINCIPAL 78 HOURS PER MONTH 78 HOURS FOR TRADING 10/2024

Exams

• S66 Uniform Combined State Law Examination
  2017-10-12
• S63 Uniform Securities Agent State Law Examination
  1996-01-25