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Christopher William Hall

Raymond James & Associates, Inc.

Paramus, NJ

Providence, RI

CRD 1999119

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-10
RI RA APPROVED 2023-04-10
  • NJ RA
    APPROVED
    Since 2023-04-10
  • RI RA
    APPROVED
    Since 2023-04-10

Branch Locations

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

Providence, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glen Rock NJ 06/1989 03/2023
Bank Of America,N.A. Glen Rock NJ 12/2009 03/2023
Raymond James & Associates, Inc Paramus NJ 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-06-19
  • S63 Uniform Securities Agent State Law Examination
    1990-06-19

View on SEC IAPD

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