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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-24 |
| PA | RA | APPROVED | 2025-10-23 |
| SC | RA | APPROVED | 2025-10-23 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Dresher | PA | 12/2014 | 04/2021 |
| Pruco Securities, Llc | Dresher | PA | 12/2014 | 04/2021 |
| Pruco Securities, Llc. | Chalfont | PA | 04/2021 | 11/2024 |
| Prudential Insurance Company Of America | Chalfont | PA | 04/2021 | 11/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 11/2024 | 07/2025 |
| Lpl Enterprise, Llc | Fort Mill | SC | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-18 |
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