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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-26 |
| PA | RA | APPROVED | 2010-06-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Q3 Capital, Llc | Sewickley | PA | 08/2009 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2009 | Present |
| United Plan Consulting, Llc | Sewickley | PA | 10/2016 | Present |
1. INSURANCE BROKERAGE SERVICES - FIXED INSURANCE SALES; INVESTMENT RELATED. 2. Q3 CAPITAL, LLC; ENTITY CREATED FOR OPERATING SECURITIES BUSINESS; INVESTMENT RELATED, AT BRANCH LOCATION. 3. Co-owner, The Best Me, LLC; Cosmetic and wellness products; Located at Gibsonia, PA 15044; as of 06/01/2026; 0% of time spent during business hours; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-28 |
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