Thomas Gilbert Brown

Employer firm

Modern Wealth Management, LLC CRD 324624

$10.9B regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2024-10-18
TX	RA	APPROVED	2024-10-18

ID RA
APPROVED

Since 2024-10-18
TX RA
APPROVED

Since 2024-10-18

Branch Locations

1405 W Main Street, Boise, ID 83702 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Petso Financial Consultants Llc	Boise	ID	05/2009	10/2024
Mutual Securities, Inc.	Camarillo	CA	01/2016	12/2017
Modern Wealth Management	Lenexa	KS	10/2024	Present

05/2009 → 10/2024

Petso Financial Consultants Llc

Boise, ID
01/2016 → 12/2017

Mutual Securities, Inc.

Camarillo, CA
10/2024 → Present

Modern Wealth Management

Lenexa, KS

Previous Registrations

2015-11-25 → 2024-11-12

Petso Financial Consultants Llc

Boise, ID
2006-01-04 → 2015-12-31

Cambridge Investment Research Advisors, Inc.

Boise, ID

Fairfield, IA

Other Businesses

1. Marathon Tax, LLC, Start: 01/01/2010, 1405 W. Main Street Boise, ID 83702, Income Tax Preparation/Owner, Not investment-related, 20 hours per month, 0 hours per day during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-06

S66 Uniform Combined State Law Examination

2005-09-06

Designations

Certified Financial Planner

Other Names

Tom Brown

View on SEC IAPD