David Samuel Barry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 11/2017
  Investment Centers Of America, Inc.
  Lafayette, CO
• 11/2017 → Present
  Lpl Financial Llc
  Highlands Ranch, CO

Previous Registrations

• 2013-03-11 → 2017-11-29
  Investment Centers Of America, Inc.
  Highlands Ranch, CO
  Bismarck, ND
  Lafayette, CO
• 2008-04-14 → 2013-02-21
  Bancwest Investment Services, Inc.
  Littleton, CO
  Littleton, CO
  Englewood, CO
  Centennial, CO
  Greenwood Village, CO
  Lone Tree, CO
  Englewood, CO
  Centennial, CO
  Greenwood Village, CO
  Lone Tree, CO
  Englewood, CO
  Lakewood, CO
  Greenwood Village, CO
  Englewood, CO
  Centennial, CO
  Lone Tree, CO
  Littleton, CO
  Lone Tree, CO
  Denver, CO
  Highlands Ranch, CO
  Centennial, CO
  Littleton, CO
  Highlands Ranch, CO
  Littleton, CO

Other Businesses

1. 12/7/2018 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/08/2018 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 11/29/2022 - Investment Center Advisor Group Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent or Broker - Start Date - 11/14/2022 - 5 Hours Per Month/1 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-04-11
• S65 Uniform Investment Adviser Law Examination
  1995-09-15
• S63 Uniform Securities Agent State Law Examination
  1989-09-28

Other Names

• David Barry