Nancy Jean Sparks

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-03
PA	RA	APPROVED	2019-04-27

TX RA
APPROVED_RES

Since 2025-03-03
PA RA
APPROVED

Since 2019-04-27

Branch Locations

300 State Street Suite 101, Erie, PA 16507-1428 • United States

Erie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Erie	PA	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Erie, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-27
S63	Uniform Securities Agent State Law Examination	2000-07-29

S66 Uniform Combined State Law Examination

2019-04-27
S63 Uniform Securities Agent State Law Examination

2000-07-29

Other Names

Nancy Jean Fall

View on SEC IAPD

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