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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-09 |
| NY | RA | APPROVED | 2021-05-26 |
| CT | RA | APPROVED | 2015-07-07 |
| NH | RA | APPROVED | 2015-07-07 |
Branch Locations
1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
1. STAFFING BY MARY WATTERS; 36 FOX STREET BRIDGEPORT CT 06605; PROVIDES CATERING STAFF (CHEFS/SERVERS/ BARTENDERS) TO PRIVATE AND CORPORATE EVENTS; SUBCONTRACTOR; BARTENDER/ KITCHEN STAFF; AFFILIATION STARTED 06/01/2015; 30 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. I-IV-V Gear, LLC; 107A Lehner Street, Wolfeboro, NH 03896; Designs and contract manufactures signal chain processors for guitar players; 50% Member; Design ideas, accounting help; 02/15/2019; 2.00 Hour(s) Per Month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1990-01-19 |
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