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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-03-26 |
| TX | RA | APPROVED_RES | 2018-02-09 |
| MO | RA | APPROVED | 2010-04-29 |
Branch Locations
Mission Farms 10601 Mission Road 3Rd Flr, Leawood, KS 66206 • United States
4039 S. Fremont Avenue, Springfield, MO 65804 • United States
Springfield, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Springfield | MO | 05/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-11 |
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