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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-31
TX RA APPROVED 2024-08-28
WI RA APPROVED 2024-08-06
  • AZ RA
    APPROVED
    Since 2026-03-31
  • TX RA
    APPROVED
    Since 2024-08-28
  • WI RA
    APPROVED
    Since 2024-08-06

Branch Locations

Goodyear, AZ • United States

2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kellogg Asset Management Green Bay WI 01/2010 08/2024
Associated Trust Company Green Bay WI 01/2013 08/2024
Rbc Capital Market, Llc Green Bay WI 08/2024 Present
  • 01/2010 → 08/2024
    Kellogg Asset Management
    Green Bay, WI
  • 01/2013 → 08/2024
    Associated Trust Company
    Green Bay, WI
  • 08/2024 → Present
    Rbc Capital Market, Llc
    Green Bay, WI
Previous Registrations
Other Businesses

Effective 01/18/2023 Community Foundation of North Central Wisconsin (CFNCW) - an investment related Community foundation serving the needs of Wausau and the surrounding northern counties 500 1st Street Suite 2600 Wausau, WI 54403 Community foundation serving the needs of Wausau and the surrounding northern counties As a member of finance committee advise on the investment account of this $90 million community foundation Devoting two hours per month to the OBA devoting one hour per month during trading hours As a member of finance committee advise on the investment account of this $90 million community foundation

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-19
  • S63 Uniform Securities Agent State Law Examination
    2024-08-19
Designations
  • Chartered Financial Analyst
Other Names
  • Mark Paul Hilgendorf

View on SEC IAPD

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