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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1995-02-02
TX RA APPROVED 1990-02-27
  • WI RA
    APPROVED
    Since 1995-02-02
  • TX RA
    APPROVED
    Since 1990-02-27

Branch Locations

2800 Post Oak Blvd, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 01/1990 Present
Bank Of America, Na Houston TX 09/2009 Present
Other Businesses

I*4434267, Entity Type: , Name of OBA: MR A F H, Address: Navarre, Florida, 32566, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/16/2026, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-12-11
  • S63 Uniform Securities Agent State Law Examination
    1989-12-11
Other Names
  • Thomas Richard Hansen
  • Tom Hansen

View on SEC IAPD

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