Randy Herman Leclair

Current Employers

Zacks Investment Management, Inc.

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2006-11-10

NC RA
APPROVED

Since 2006-11-10

Branch Locations

101 N. Wacker Drive Suite 1500, Chicago, IL 60606 • United States

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments, Inc.	Woodside	CA	12/1999	Present
Quasar Distributors	Milwaukee	WI	10/2001	Present
Optsecurities, Llc	Charlotte	NC	11/2005	Present
Zacks Investment Management	Chicago	IL	11/2006	Present
Zacks & Company	Chicago	IL	11/2006	Present

12/1999 → Present

Fisher Investments, Inc.

Woodside, CA
10/2001 → Present

Quasar Distributors

Milwaukee, WI
11/2005 → Present

Optsecurities, Llc

Charlotte, NC
11/2006 → Present

Zacks Investment Management

Chicago, IL
11/2006 → Present

Zacks & Company

Chicago, IL

Previous Registrations

2005-11-22 → 2006-11-14

Optsecurities, Llc

Charlotte, NC

Charlotte, NC

Charlotte, NC
2001-12-31 → 2005-11-14

Fisher Investments

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-10
S63	Uniform Securities Agent State Law Examination	1989-11-14

S65 Uniform Investment Adviser Law Examination

1995-03-10
S63 Uniform Securities Agent State Law Examination

1989-11-14

View on SEC IAPD

Current Employers

Zacks Investment Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews