Randy Herman Leclair

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → Present
  Fisher Investments, Inc.
  Woodside, CA
• 10/2001 → Present
  Quasar Distributors
  Milwaukee, WI
• 11/2005 → Present
  Optsecurities, Llc
  Charlotte, NC
• 11/2006 → Present
  Zacks Investment Management
  Chicago, IL
• 11/2006 → Present
  Zacks & Company
  Chicago, IL

Previous Registrations

• 2005-11-22 → 2006-11-14
  Optsecurities, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2005-11-14
  Fisher Investments
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-10
• S63 Uniform Securities Agent State Law Examination
  1989-11-14