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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-29
PA RA APPROVED 2010-02-23
  • MD RA
    APPROVED
    Since 2024-10-29
  • PA RA
    APPROVED
    Since 2010-02-23

Branch Locations

2137 Embassy Drive Suite 117, Lancaster, PA 17603 • United States

Ocean Pines, MD • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-10-21
TX RA APPROVED 2015-09-28
PA RA APPROVED 2014-05-01
  • MD RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED
    Since 2015-09-28
  • PA RA
    APPROVED
    Since 2014-05-01

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

2137 Embassy Drive, Suite 117, Lancaster, PA 17603 • United States

Ocean Pines, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) Lancaster PA 07/1994 Present
Private Advisor Group, Llc Lancaster PA 04/2014 Present
  • 07/1994 → Present
    Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
    Lancaster, PA
  • 04/2014 → Present
    Lancaster, PA
Other Businesses

(1) 12/29/2016: Sage Financial LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/02/2014 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Sage Financial an independent investment advisor firm. I started this business activity in 5, 2014. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL. (2) 9/20/2019 - SLED LLC - Investment Related - 2137 Embassy Drive, Suite 117, Lancaster, PA 17603 - Real Estate Rental - Start Date: 07/01/2019 - 1 Hour Per Month/1 Hour During Securities Trading - Majority owner. (3) 6/22/2021 - No Business Name - Investment Related - Ocean Pines, MD 21811 - Real Estate Rental - Start Date: 6/11/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Beach home rental. (4) 11/16/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 07/01/2013 - 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 12/9/2022 - SAGE FINANCIAL LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/01/2009 - 160 Hours Per Month/160 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-01-25
  • S63 Uniform Securities Agent State Law Examination
    1990-01-25
Designations
Other Names
  • Daniel Joseph Inky
  • Daniel Joseph Crockett

View on SEC IAPD

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