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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-13
ME RA APPROVED 2020-02-10
TX RA APPROVED 2013-07-16
NH RA APPROVED 1997-07-08
  • FL RA
    APPROVED
    Since 2025-02-13
  • ME RA
    APPROVED
    Since 2020-02-10
  • TX RA
    APPROVED
    Since 2013-07-16
  • NH RA
    APPROVED
    Since 1997-07-08

Branch Locations

262 S River Rd Ste 201, Bedford, NH 03110 • United States

Lakewood Ranch, FL • United States

Sunapee, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bedford NH 09/2005 03/2020
Ameriprise Financial Service, Llc Bedford NH 11/1989 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Bedford, NH
  • 11/1989 → Present
    Ameriprise Financial Service, Llc
    Bedford, NH
Other Businesses

Business Ownership; Rise Tax Strategies, LLC; Co-owner; Tax Preparation; P.O. Box 847, , Merrimack, NH, 03054; Not Investment-Related; 01/01/2025; 0 hours per month; 0 during trading hours / Rise Advisor Real Estate LLC; Co-owner; LLC used for real estate. The office building my practice is located in.; 262 South River Road, Suite 201 Bedford NH 03110, , Bedford, NH, 03110; Investment-Related; 06/25/2015; 1 to 9 hours per month; 1 to 9 during trading hours / RPWM Partners LLC; co-owner; LLC to pay office related expenses ie rent, utilities, supplies; 262 S River Rd Suite 201 Bedford NH 03110, , Bedford, NH, 03110; Not Investment-Related; 03/05/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Families in Transition; vice president; 122 Market Street, , Manchester, NH, 03101; Not Investment-Related; 06/22/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RPWM Partners, LLC; Co-owner; Manage advisory business; 262 S River Rd, Suite 201, Bedford, NH, 03110; Not Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-10
  • S63 Uniform Securities Agent State Law Examination
    1989-11-10
Other Names
  • Bob Bonfiglio

View on SEC IAPD

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