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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-22 |
| IN | RA | APPROVED | 2019-10-03 |
Branch Locations
10100 Lantern Road, Suite 200, Fishers, IN 46037 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fishers | IN | 06/1997 | Present |
| Gimbal Financial Llc | Fishers | IN | 02/2012 | 10/2019 |
| Private Advisor Group, Llc | Fishers | IN | 09/2019 | Present |
1. 7/31/2019 - Lantern Global Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2019 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 10/4/2019 - Private Advisor Group - DBA: Lantern Global Advisors, LLC - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:09/27/2019 - 100 hrs/mo - 60 hrs during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/23/2019 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/30/2019 - 100 Hours Per Month/60 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-03-04 |
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