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Robert Joseph Rocha

Morgan Stanley

Franklin, TN

Roseville, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-03
TX RA APPROVED_RES 2018-08-29
CA RA APPROVED 2009-06-01
  • TN RA
    APPROVED
    Since 2025-07-03
  • TX RA
    APPROVED_RES
    Since 2018-08-29
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

Franklin, TN • United States

1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Roseville CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley
    Roseville, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roseville, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Roseville, CA
    Roseville, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-13
  • S63 Uniform Securities Agent State Law Examination
    1989-11-13

View on SEC IAPD

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