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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-12 |
| VA | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 10/2009 | Present |
| Bank Of America, Na | Richmond | VA | 12/2009 | Present |
I*: 2659267 Entity Type: Fiduciary role Name of OBA: A. B S. EXEC C. B. EXEC Address: Easton, MD 21601 Investment Related: No Position, Title, Association: Executor Employee Start Date: 05/23/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: Executor / Siblings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-28 |
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