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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-01-07 |
| TX | RA | APPROVED_RES | 2002-03-14 |
Branch Locations
157 Church St, New Haven, CT 06510 • United States
Hamden, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 10/1990 | Present |
| Bank Of America N.A. | New Haven | CT | 01/2020 | Present |
I*132471 For profit or not for profit: For-Profit Organization Name of outside business organization: Deborah Moore Investment related: N Address of business: Hamden, Connecticut 6514 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 8/11/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I will be a Life/Happiness Coach, guiding clients through a journey of total self acceptance leading to true and lasting change.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-10 |
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