Harley John Mann

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1989 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Damascus, OR

Previous Registrations

• 2000-02-16 → 2018-11-02
  Signator Investors, Inc.
  Mclean, VA
  Damascus, OR

Other Businesses

1. LTC, DISABILITY, AND ANNUITY BROKERAGE... 2. INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/22/1989 ADDRESS: 16209 SE Sigs Way, Damascus OR 97089, United States DESCRIPTION: Fixed annuities, LTC insurance, non-variable life insurance sales 3.SIGNATURE FINANCIAL PARTNERS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 08/22/1989 ADDRESS: 16209 SE Sigs Way, Damascus OR 97089, United States DESCRIPTION: Life insurance, investments, and annuity sales. 4. RENTAL PROPERTY OWNERSHIP POSITION: Joint Owner NATURE: Harley J. Mann Jr. and Jamie E. Mann jointly own a single family home. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/20/2007 ADDRESS: 10227 SE Linwood Ave., Milwaukie OR 97222, United States DESCRIPTION: Duties include collection of rent payments, ongoing maintenance and repairs when needed, soliciting and screening new tenants, and payment of mortgage, property taxes and home owners insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-18
• S63 Uniform Securities Agent State Law Examination
  1990-06-21

Other Names

• Harley J Mann