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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-17 |
| VA | RA | APPROVED | 2017-01-06 |
| CA | RA | APPROVED | 2011-10-21 |
Branch Locations
525 Middlefield Rd Suite 200, Menlo Park, CA 94025 • United States
255 Shoreline Dr Ste 400, Redwood City, CA 94065 • United States
Palo Alto, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Redwood City | CA | 10/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Redwood Shores | CA | 03/2020 | Present |
Business Ownership; Andrikopoulos Chiochios Accountants LLP; Co-owner; Tax Preparation; 525 Middlefield Rd Ste 200, , Menlo Park, CA, 94025; Not Investment-Related; 02/01/1982; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-31 |
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