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Jeffrey Paul Leone

Advisors Asset Management, Inc.

Princeton, NJ

Sykesville, MD

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-04-28
  • MD RA
    APPROVED
    Since 2026-04-28

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Sykesville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fred Alger & Company, Inc. New York NY 05/2012 12/2018
American Century Investment Services, Inc. Kansas City MO 12/2018 03/2025
Goldman Sachs & Co. New York NY 07/2025 01/2026
Unemployed Kansas City MO 04/2025 06/2025
Advisors Asset Management, Inc Monument CO 02/2026 Present
  • 05/2012 → 12/2018
    Fred Alger & Company, Inc.
    New York, NY
  • 12/2018 → 03/2025
    American Century Investment Services, Inc.
    Kansas City, MO
  • 07/2025 → 01/2026
    Goldman Sachs & Co.
    New York, NY
  • 04/2025 → 06/2025
    Unemployed
    Kansas City, MO
  • 02/2026 → Present
    Advisors Asset Management, Inc
    Monument, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-27
S63 Uniform Securities Agent State Law Examination 2007-01-26
  • S66 Uniform Combined State Law Examination
    2026-04-27
  • S63 Uniform Securities Agent State Law Examination
    2007-01-26

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC
WATERMARK GROUP, INC.
PRINCETON EQUITY GROUP

Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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