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Michelle Marie Walsh-Gallegos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

Chicago, IL

Westmont, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-14
TX RA APPROVED_RES 2018-11-09
  • IL RA
    APPROVED
    Since 2018-11-14
  • TX RA
    APPROVED_RES
    Since 2018-11-09

Branch Locations

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Westmont, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 04/2007 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 10/2018 Present
Previous Registrations
  • 2006-05-15 → 2018-10-16
    Wells Fargo Clearing Services, Llc
    Chicago, IL
    St. Louis, MO
    St. Louis, MO
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-13
S63 Uniform Securities Agent State Law Examination 1995-12-01
  • S66 Uniform Combined State Law Examination
    2006-05-13
  • S63 Uniform Securities Agent State Law Examination
    1995-12-01
Other Names
  • Michelle Marie Walsh
  • Michelle Walsh-Gallegos

View on SEC IAPD

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