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Keith Wayne Childs

LPl Financial LLC

Athens, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-10-17
  • GA RA
    APPROVED
    Since 2003-10-17

Branch Locations

3720 Atlanta Hwy Ste 4, Athens, GA 30606-3156 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Athens GA 10/2003 Present
Previous Registrations
  • 2003-03-26 → 2003-10-21
    Morgan Stanley Dw Inc.
    Athens, GA
Other Businesses

1. 07/29/2003: ATHENA WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 1/8/2004: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - SELLING FIXED LIFE INSURANCE & FIXED ANNUITIES. 3. 1/8/2004: ATHENA WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-11-06
  • S63 Uniform Securities Agent State Law Examination
    1989-11-06

View on SEC IAPD

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